SEC Proposes New E-Delivery Approach to Make Information More Readily Accessible and Useful for Investors

The SEC proposed Regulation E-Delivery, expanding how issuers, broker-dealers, investment advisers, and others can use electronic delivery to meet information delivery requirements. The proposal suggests a modernization of compliance processes, but the article provides no quantified financial impact or timelines.

Analysis

The SEC proposed Regulation E-Delivery, expanding how issuers, broker-dealers, investment advisers, and others can use electronic delivery to meet information delivery requirements. The proposal suggests a modernization of compliance processes, but the article provides no quantified financial impact or timelines.