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Market Impact: 0.15

SEC Charges South Florida Resident and His Company for Alleged Investment Scheme Defrauding Law Enforcement

Source: U.S. Securities and Exchange Commission

Legal & LitigationRegulation & LegislationFraud

The SEC charged CMI Capital LLC and founder/manager Michael D. Williams over an alleged fraudulent investment scheme that raised approximately $860,000 from at least 18 investors. The enforcement action is materially negative for the firm and its manager but is unlikely to have broader market impact.

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strongly negative

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