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Taiwan Fines Cathay SITE, Restricts Offshore Trust Offerings
Source: Bloomberg
Regulation & LegislationLegal & LitigationCorporate Governance & OutlookBanking & Liquidity
Cathay Securities Investment Trust has been barred from applying to launch offshore securities investment trust funds for one year due to a conflict-of-interest breach tied to a former director’s outside role. The action is a regulatory/ governance setback that may constrain new product pipeline and fee opportunities over the next 12 months.
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