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SEC Proposes to Modernize Rules for Registered Transfer Agents
Source: U.S. Securities and Exchange Commission
Regulation & LegislationMarket Technicals & Flows
The SEC proposed updates to the rules and forms governing registered transfer agents, an element of the national securities clearance and settlement system. The change appears to expand the scope of what transfer agents do, but the announcement is procedural with no immediate, quantified financial impact stated.
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